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PECB Certified EMS ISO 14001 Lead Auditor Exam Sample Questions (Q24-Q29):

NEW QUESTION # 24
An organisation has the following environmental policy document displayed in the reception area:
"This organisation is committed to providing electric cables to customers' requirements, in accordance with environmental regulations for their manufacture, use and disposal. The organisation will strive to increase the environmental awareness of its personnel, suppliers, subcontractors and interested parties. Continual environmental improvement is a permanent objective of the organisation. This policy shall be communicated to all employees with the opportunity for them to seek clarification where required. Where required the policy shall be communicated to all interested parties." Referring to the above policy statement, select three options for which the organisation is meeting ISO 14001 requirements.

  • A. The organisation makes available its environmental policy to interested parties.
  • B. The organisation uses suppliers committed to environmental sustainability.
  • C. The organisation satisfies its customers' environmental requirements.
  • D. The organisation has a commitment to environmental protection.
  • E. The organisation clearly meets all statutory requirements.
  • F. The organisation has a good reputation for recycling its waste.
  • G. The organisation's processes deliver the intended improvement to the environment.
  • H. The organisation is committed to continual environmental improvement.

Answer: A,C,H


NEW QUESTION # 25
A management system meeting ISO 14001:2015 requirements is based on the Plan-Do-Check-Act (PDCA) cycle.
Which two elements of the management system are part of the 'Check' stage of the PDCA cycle?

  • A. Monitoring performance
  • B. Improvement
  • C. Control of the processes
  • D. Management review
  • E. Environmental policy
  • F. Nonconformities

Answer: A,F

Explanation:
As per ISO 14001:2015 Clause 10 (Improvement) and Clause 9 (Performance Evaluation):
The 'Check' phase includes activities that evaluate performance, such as:
Clause 9.1:
"The organization shall monitor, measure, analyze and evaluate its environmental performance." Clause 10.2:
"When a nonconformity occurs, the organization shall react to the nonconformity, evaluate the need for corrective action." Management review is part of the 'Act' phase (Clause 9.3), and Environmental Policy (Clause 5.2) belongs to
'Plan'.
Reference: ISO 14001:2015 Clauses 9.1, 10.2, 9.3, 5.2.


NEW QUESTION # 26
Whistlekleen is a national dry cleaning and laundry organisation with 50 shops. You are conducting an EMS surveillance audit of Head Office and are sampling environmental performance measurement. You find that
80 per cent of failures to meet performance criteria originate from five shops in the same region. Most of these failures relate to the release of volatile organic compounds (VOCs) that exceeds regulations. The Environmental Manager tells you that these are the oldest shops in the organisation. The cleaning equipment needs replacing but the organisation cannot afford it at the moment.
On raising the matter with senior management, you are told that there are plans to replace the equipment in these shops over the next five years.
Select two options that apply to how you should respond to the information given.

  • A. Determine if the local authority has been informed that the organisation is exceeding VOC emissions
  • B. Raise an opportunity for improvement (OI) to reduce damaging emissions
  • C. Criticise the equipment replacement period as being too environmentally damaging for too long
  • D. Evaluate whether the process for measuring environmental performance is effective
  • E. Extend the audit plan to include the five shops
  • F. Recommend that staff in the five shops should have medical check-ups due to air pollution

Answer: A,D


NEW QUESTION # 27
Which two of the following documents are not required for documentation review by an auditor conducting a Stage 1 certification audit to ISO 14001?

  • A. A management review record
  • B. Documented information on the environmental objectives
  • C. An internal audit schedule
  • D. An organisation's financial statement
  • E. List of environmental aspects
  • F. A list of planned emergency responses

Answer: A,D

Explanation:
According to ISO/IEC 17021-1:2015 Clause 9.3.2.1 and ISO 14001:2015:
Stage 1 focuses on evaluating management system documentation (e.g., environmental aspects, objectives, emergency preparedness, audit schedule).
Financial statements (C) are not relevant to EMS certification.
Management review records (D) may not yet be available at Stage 1 if the EMS is not fully implemented.
Reference: ISO/IEC 17021-1:2015 Clause 9.3.2.1; ISO 14001:2015 Clauses 6.1.2, 6.2.1, 8.2.


NEW QUESTION # 28
Which one of the following conclusions in the audit report is not required by the certification body when deciding to grant certification?

  • A. The corrections taken by the organisation related to major nonconformities have been accepted.
  • B. The scope of certification has been fulfilled.
  • C. The plans to address corrective actions related to minor nonconformities have been accepted.
  • D. The organisation fully complies with all legal and other requirements applicable to the Environmental Management System.

Answer: D

Explanation:
According to ISO/IEC 17021-1:2015 Clause 9.4.5 and 9.5.1:
Certification decisions are based on:
The audit conclusions,
Acceptance of corrective action plans for minor nonconformities (A),
Acceptance of corrections for major nonconformities (C),
Confirmation that the scope is fulfilled (B).
Full legal compliance (D) is not a requirement for certification decisions rather, it is the effectiveness of the management system to meet compliance obligations that is assessed.
Reference: ISO/IEC 17021-1:2015 Clause 9.4.5 and 9.5.1; ISO 14001:2015 Clause 9.1.2.


NEW QUESTION # 29
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